Davis Escarcega Allegedly Made Materially False and Misleading Statements to seven customers in connection with their purchase of securities Totaling Approximately $4.1 Million Davis Joseph Escarcega, of Phoenix, Arizona, allegedly made false and misleading material misrepresentations to investors which totalled approximately $4.1 million, according to a...
Dawn Bennett Allegedly Failed to Testify in an Investigation of Possible Fraud Related to Her Clothing Company, DJBennett.com Dawn Bennett allegedly failed to provide testimony in an investigation of possible fraud related to her clothing company, DJBennett.com, according to a FINRA Complaint currently under review by...
Files Anti-SLAPP Motion Against Big Oil Last year, Peiffer Rosca Wolf sued the City of Los Angeles on behalf of a group called Youth for Environmental Justice. The basic idea of the case was that Los Angeles was rubber-stamping oil-drilling applications in communities of color (but...
Tom Andrews Allegedly Orchestrated an Almost $9 Million Investment Fraud Scheme in Utah; Federal Judge Spurns Andrews’ Plea Deal Tom Andrews allegedly took part in an almost $9 million investment fraud scheme in Utah, according to reports from Utah currently under review by attorneys Alan Rosca...
Ash Narayan Suspended on an Interim Basis by the Certified Financial Planner Board of Standards, Inc. (CFP Board) Ash Narayan is facing an interim suspension from the Certified Financial Planner Board of Standards, Inc. (CFP Board), according to CFP documents currently being reviewed by attorneys Alan...
The Peiffer Rosca Wolf Firm and the Council on American-Islamic Relations in Missouri filed a federal, nationwide, class-action lawsuit in the United States District Court for the Eastern District of Missouri, located in St. Louis, Missouri, on October 21, 2016, alleging Securitas Security Services, USA, Inc....
United Development Funding IV investors represented by Peiffer Rosca Wolf securities lawyers have filed claims against brokerage firms that improperly sold unsuitable UDF IV products. The UDF investors are seeking the return of their funds lost due to the inappropriately recommended UDF IV products. Brokerage firms...
On October 18, 2016, United Development Fund IV (“UDF”) announced its receipt of a notice of delisting from the parent entity of the NASDAQ exchange. This notice came in response to UDF’s inability to meet its filing deadline for disclosure documents. UDF has been suspended...
Traffic Monsoon and Charles Scoville are alleged to have operated a fraudulent scam that affected over 160,000 members/investors in Traffic Monsoon throughout the world. The Securities and Exchange Commission filed a complaint against Traffic Monsoon that alleges that Traffic Monsoon raised over $200 million through...
Peter Kohli Allegedly Raised $3.2 Million through Fraudulent Measure; Kohli Allegedly Raised Funds as the Fund Was Purportedly Plummeting Peter Kohli, of Pottstown, PA, allegedly used fraudulent means to raise more than $3.2 million from a pool of at least 120 investors, according to reports from...
