"More than $34 million of arbitration awards made to investors in 2014 remain unpaid, according to new data from the Financial Industry Regulatory Authority, which regulates the nation's nearly 650,000 stockbrokers. That is equal to 15% of the total awards granted that year"...
UDF Exhibits Characteristics Consistent with a Ponzi Scheme,” Famed Investor Alleges; Peiffer Rosca Wolf Securities Lawyers Have Been Retained by UDF Investors, Are Preparing to Take Action, and Focusing on Investors who Purchased Prior 2014 Hayman Capital Management, a hedge fund founded by Dallas investor Kyle...
Berkeley-based Wine Retailer Premier Cru, under its Corporate Name, Fox Ortega Enterprises, Petitioned for Chapter 7 Protection under Federal Bankruptcy Law; Premier Cru Lists Just $7 Million in Assets, including $6.8 Million Worth of Wine, and $70 Million in Liabilities Premier Cru, once known for unbeatable...
George W. Montgomery, Whose Partner was Indicted on More than 60 Felony Charges and Was Facing Eviction and Was “Main Target” of a Criminal Case before before Purportedly Falling to Suicide from Multiple Gun Shots Have you lost funds investing with George W. Montgomery? George W....
Dawn J. Bennett, Host of “Financial Myth Busting” and Founder of Bennett Group Financial Services in Washington D.C., Allegedly Inflated Her Firm’s Assets by Much as Five Times Actual Amount Dawn J. Bennett, 53, Host of “Financial Myth Busting” and Founder of Bennett Group Financial Services in...
American Growth Funding II LLC (AGF II) and Ralph Johnson Allegedly Lied to Investors Repeated Times Regarding Purchases of High-Yield Securities, No Audits of AGF II until 2014 American Growth Funding II LLC (AGF II) and its owner Ralph Johnson have been accused by the SEC...
Timothy S. Demski and Scott Stephan Allegedly Developed an Untested Algorithm Composed of Day-trading ETFs Walter F. Grenda, of Hamburg, NY and Timothy S. Dembski, of Lancaster, NY, allegedly made false and misleading statements to their clients, recommending investment in the Prestige Wealth Management Fund which...
Today, the firm of Peiffer Rosca Wolf filed a petition for certiorari in the U.S. Supreme Court on behalf of a disabled man who was denied relief in federal district court. You can find the petition here. John Doe was placed in solitary confinement at a...
The KCK lawsuit was filed by three small law firms, David R. Smith, P.C., Kapke & Willerth, and Lawrence’s firm, Peiffer Rosca Wolf Abdullah Carr & Kane, which is based in New Orleans. Volkswagen has admitted that 11 million of its diesel cars were equipped with...
Michael Baugh said he had just closed up his family's hair salon Friday night when two Louisiana State Police troopers approached his truck, looking for a man waving a gun. The troopers never did find a gun, but by the end of the confrontation, Baugh was...
