Jerome “Joe” Bonnett Allegedly Misappropriated More than $1.35 Million of Client Funds, Purportedly Engaging in a Ponzi Scheme Jerome “Joe” Bonnett allegedly misappropriated more than $1.35 million of client funds, according to Nebraska Court Documents currently under review by attorneys Alan Rosca and Joe Peiffer. Jerome “Joe”...
Gary Lee Rathbun and Douglas Scott Miller Allegedly Failed to Disclose So-called Monitoring Fees Regarding the Sale of Investments to Clients of Their Registered Investment Adviser, Private Wealth Consultants, Ltd. (PWC) and Their Broker-dealer, Triad Advisors Gary Lee Rathbun and Douglas Scott Miller allegedly participated in...
Lawson Financial Corporation (LFC) and Robert Lawson Allegedly Took Part in a Huge Securities Fraud, Purportedly Underwriting Bond Offerings for Charter School and Assisted Living Facilities While Knowing Said Institutions Were in Poor Financial Health Lawson Financial Corporation (LFC) served as the underwriter for bond offerings...
United Development Funding IV (“UDF IV”) a real estate investment trust based in Texas and sponsored by United Development Funding, disclosed in a Securities and Exchange Commission (“SEC”) reporting that it has defaulted on a loan with a lender and has entered into a forbearance...
American Growth Funding II LLC (“AGF II”), AGF II’s owner Ralph Johnson (“Johnson”), Portfolio Advisors Alliance (“PAA”), PAA’s owner Howard Allen (“Allen”), and PAA’s president Kerri Wasserman (“Wasserman”) were charged with securities fraud by the Securities and Exchange Commission (“SEC”). The Peiffer Rosca Wolf securities...
"More than $34 million of arbitration awards made to investors in 2014 remain unpaid, according to new data from the Financial Industry Regulatory Authority, which regulates the nation's nearly 650,000 stockbrokers. That is equal to 15% of the total awards granted that year"...
UDF Exhibits Characteristics Consistent with a Ponzi Scheme,” Famed Investor Alleges; Peiffer Rosca Wolf Securities Lawyers Have Been Retained by UDF Investors, Are Preparing to Take Action, and Focusing on Investors who Purchased Prior 2014 Hayman Capital Management, a hedge fund founded by Dallas investor Kyle...
Berkeley-based Wine Retailer Premier Cru, under its Corporate Name, Fox Ortega Enterprises, Petitioned for Chapter 7 Protection under Federal Bankruptcy Law; Premier Cru Lists Just $7 Million in Assets, including $6.8 Million Worth of Wine, and $70 Million in Liabilities Premier Cru, once known for unbeatable...
George W. Montgomery, Whose Partner was Indicted on More than 60 Felony Charges and Was Facing Eviction and Was “Main Target” of a Criminal Case before before Purportedly Falling to Suicide from Multiple Gun Shots Have you lost funds investing with George W. Montgomery? George W....
Dawn J. Bennett, Host of “Financial Myth Busting” and Founder of Bennett Group Financial Services in Washington D.C., Allegedly Inflated Her Firm’s Assets by Much as Five Times Actual Amount Dawn J. Bennett, 53, Host of “Financial Myth Busting” and Founder of Bennett Group Financial Services in...