Joe Peiffer

Home > Joe Peiffer

As President of PIABA, the Public Investors Arbitration Bar Association, Joe Peiffer has led the fight for federal regulations that would require stockbrokers to place their retirement clients ahead of their own self-interests. That dream may become a reality soon. The Department of Labor has proposed...

20 July, 2015

Joe Peiffer was recently quoted in On Wall Street about shortfalls in FINRA’s BrokerCheck service.  BrokerCheck does not disclose complete information about brokers. Joe, as president of the Public Investors Arbitration Bar Association (PIABA), drafted a letter to the SEC, along with Public Citizen and the...

17 July, 2015

Joe Peiffer was recently quoted in an article that appeared in the magazine Financial Planning. The article concerned brokers’ meaningless self-designations as “retirement specialists.” LPL Financial recently paid a fine of $250,000 in relation to ten of its Massachusetts-based advisers employing the title of “Retirement Income...

16 July, 2015