Author: peifferwolf

American Portfolios Financial Services, Inc. of Holbrook (NY) Found Liable [Rochester, NY] Jason Kane of Peiffer Rosca Wolf's victory for Elizabeth (Libby) Jachles was recently picked up and covered by 13WHAM in Rochester, NY. Libby Jachles is a retired Brighton teacher who sought financial advice because she...

Sonya D. Camarco Allegedly Orchestrated Fraud by Purportedly Making Misappropriations of over $2.8 Million from Her Clients and Customers, Purportedly Including Many Elderly Clients Colorado Springs resident Sonya D. Camarco, has had her assets frozen by the SEC following allegations that, from at least 2004 through...

Lee Elbaz Allegedly and Other Yukom Employees Allegedly Made False or Misleading Statements Regarding the Safety of Binary Options Investments and of Purported High Returns Lee Elbaz and other Yukom employees allegedly made false or misleading statements regarding the safety of binary options investments, of falsely...

Roger S. Zullo and His Firm LPL Financial Allegedly Falsified Client Financial Suitability Profiles, Defrauded His Clients, and Purportedly Sold His Customers-- Many of whom Were Senior Citizens-- Unsuitable Variable Annuities; Roger S. Zullo Allegedly Brought in $1.8 million in Commissions Roger Salvatore Zullo, a Boston securities...

Kyle P. Harrington Allegedly Concealed Undisclosed Private Securities Transactions from National Securities Corporation; Linda Milberger Also Allegedly Gave Assistants to Fabricate False Documents to Submit to FINRA to Hide the Aforementioned Misconduct Kyle Harrington allegedly concealed undisclosed private securities transactions from National Securities Corporation while Linda Milberger allegedly...

Wells Fargo’s Mortgage Office, Following a Huge Scandal in Its Consumer Division, Mortgage Office, Allegedly Implemented Unauthorized Alterations to Home Loans Owned by Customers in Bankruptcy Well Fargo’s Mortgage office allegedly implemented unauthorized alterations to home loans which were owned by clients facing bankruptcy, according to...

Mark Sellers Allegedly Ran a Ponzi Scheme in Collaboration with John Scott Elliott of Ameriprise Financial; Elliott  Allegedly Sold Investments in Selden Companies LLC, a Kansas City, Missouri-area based Firm Did you or a loved one lose money investing in Selden Companies LLC? Mark Sellers allegedly...

Matthew Harriton, along with Joseph Meli, 875 Holdings, LLC, 127 Holdings, LLC, Advance Entertainment, LLC, and Advance Entertainment II, LLC Allegedly Took in $81 Million from at Least 125 Investors in 13 States as an Element of Investment in the Resale of Tickets for Shows...

Emilio Francisco & PDC Capital Group, LLC Allegedly Orchestrated a $9.5 Million Investment Fraud Scheme Emilio Francisco & PDC Capital Group, LLC, allegedly operated an investment scheme which purportedly defrauded up to 131 investors in 19 different offerings out of at least $9.5 million, according to...